On or about March 8, 2021, Bourse de Montréal Inc. (the “Bourse”) filed a complaint against Laurentian Bank Securities Inc. (“LBS...
CN Editor
May 12, 2023
REGULATORY DIVISION ANNUAL REPORT
RESIGNATION OF AN APPROVED PARTICIPANT HSBC SECURITIES (CANADA) INC.
DESJARDINS SANCTIONED IN MX SETTLEMENT
CLIENT AND ORDER IDENTIFIERS PUBLICATION OF GUIDELINES
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
DO YOUR NOTES PASS THE SNIFF TEST?
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
CIRO PROPOSED INTEGRATED FEE MODEL